System Validation

ComplyGenics will perform end-to-end validation of all your models and filtering thresholds used by the BSA monitoring systems in order to ensure that all customers, accounts and transactions are captured, and the systems are adequately detecting potential suspicious and sanctioned activity.
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We will start by reviewing your latest risk assessment, AML/ATF policies and procedures, latest system review report, audit comments and remediation efforts documents, if any, and identified monitoring scenarios.

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Additionally, we will review governance and management oversight, policy and procedures governing changes to transaction monitoring and filtering program to ensure that changes are identified, managed, controlled, and reported.